Systems Status
Incident Free
All status information is reported on this page in Eastern Time (ET). To report a system outage or disruption, please email or call the FINRA Support Center at (301) 590-6500.
FINRA Gateway
Status: Unavailable during scheduled maintenance.
Maintenance Period: Friday, April 26, 2024 9:00 p.m. to Sunday, April 28, 2024 6:00 p.m.
Description: Due to scheduled maintenance, the following Report Templates in the Reports section of the FINRA Gateway will be unavailable between Friday, April 26, 2024 9:00 PM and Sunday, April 28, 2024 6:00 PM:
- Active Individuals Roster
- FinPro Access Tracking
- Individuals - Branch Association
- Individuals - Grouped by Branch
- Individuals - Current Statuses by Registration Category
- Fingerprint Results Views Report
- Individual Fingerprint Card Statuses
- Individuals by Registration Status
- Individuals with Pending Registrations
- Recently Approved Individual Registrations
- Individuals by Exam Status
- Individuals - Passed Exams
- Recent Exam Results
- Individuals with Disclosures
CE Platform for Regulatory Element & Practical Element CE
Status: Service Disruptions May Occur
Maintenance Period: Saturday, April 27th from 8:00 a.m. to 2:00 p.m.
Description: FINRA’s CE platform may experience service disruptions while routine maintenance is performed Saturday, April 27th from 8 a.m. to 2 p.m. CE participants who experience issues during this time are advised to please wait an hour before trying to access the system again.
Test Enrollment Services System (TESS)
Status: Service Disruptions May Occur
Maintenance Period: Saturday, April 27th from 8:00 a.m. to 2:00 p.m.
Description: FINRA’s Test Enrollment Services System (TESS) may experience service disruptions while routine maintenance is performed Saturday, April 27th from 8:00 a.m. to 2:00 p.m. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.
Vouchers
Status: Service Disruptions May Occur
Maintenance Period: Saturday, April 27th from 8:00 a.m. to 2:00 p.m.
Description: FINRA’s Voucher system may experience service disruptions while routine maintenance is performed Saturday, April 27th from 8 a.m. to 2 p.m. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.
SIE Enrollment Link in CRD
Status: Service Disruptions May Occur
Maintenance Period: Saturday, April 27th from 8:00 a.m. to 2:00 p.m.
Description: FINRA’s SIE Enrollment system may experience service disruptions while routine maintenance is performed Saturday, April 27th from 8 a.m. to 2 p.m. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.
NASAA Portal
Status: Service Disruptions May Occur
Maintenance Period: Saturday, April 27th from 8:00 a.m. to 2:00 p.m.
Description: FINRA’s NASAA Portal may experience service disruptions while routine maintenance is performed Saturday, April 27th from 8 a.m. to 2 p.m. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.
CRCP
Status: Service Disruptions May Occur
Maintenance Period: Saturday, April 27th from 8:00 a.m. to 2:00 p.m.
Description: FINRA’s CRCP system may experience service disruptions while routine maintenance is performed Saturday, April 27th from 8 a.m. to 2 p.m. Individuals who experience issues during this time are advised to please wait an hour before trying to access the system again.